Certified Dealers Directory List Utah

  • authorized deposits
  • certified
  • certified agents of dealers
  • dealers
  • investment advisers
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Certified Dealers Directory List Utah

Following is the list of CERTIFIED DEALERS for the quarter beginning July 1, 2014 through September 30, 2014. THIS LIST SUPERSEDES THE LIST DATED April 1, 2014.

Transactions involving authorized deposits or investments of public funds may be conducted only through ISSUERS of securities authorized by Section 51-7-11(3), QUALIFIED DEPOSITORIES (refer to current list), Certified Investment Advisers (See List), or CERTIFIED AGENTS OF DEALERS included in this list. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3). All securities purchased from a certified dealer are required to be delivered to the public treasurer or to the treasurer’s safekeeping bank.


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